RFA C1

COMPREHENSIVE MESSAGING COMPLIANCE

Managing all your messaging complliance requirements with RFA C1

Comply. Control. Coordinate.

The financial industry is facing a growing number of state and federal regulations, many of which apply to or require the use of information technology. These regulations dictate how and when enterprises share information with and among employees, partners and customers, as well as requirements for storing and retrieving records of these exchanges. Additionally, electronic security continues to be a major issue for firms in the financial industry. As a Hedge Fund manager, you not only need to keep abreast of the evolving security and compliance climate, your organization must prepare for it.

RFA has designed and implemented a turn-key solution to manage your messaging requirements. This pre-configured solution, RFA C1, can easily be added to your existing network, collecting Email, Instant Messaging and Bloomberg, providing a single point of response for your compliance requests or internal tracking. Our compliance tools and services include a single server, allowing for a high degree of redundancy and off-site monitoring. SEC-compliant Email and IM compliance software has been integrated, as have Compliance Officer tools, providing a complete solution for your messaging needs at a lower cost of ownership than outsourced solutions.